Incongruity Theory of Comedy

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      The philosophical study of humor as the basic form of comedy has been focused on the development of a satisfactory definition of humor, which until recently has been treated as roughly co-extensive with laughter. The main task is to develop an adequate theory of just what humor is.

      Incongruity theory is the leading approach and includes historical figures such as Immanuel Kant, Soren Kierkegaard, and perhaps has its origins in comments made by Aristotle in the Rhetoric. Primarily focusing on the object of humor, this school sees humor as a response to an incongruity, a term broadly used to include ambiguity, logical impossibility, irrelevance, and inappropriateness. The incongruity theory is the reigning theory of humor, since it seems to account for most cases of perceived funniness, which is partly because “incongruity” is something of an umbrella term. Most developments of the incongruity theory only try to list a necessary condition for humor — the perception of an incongruity — and they stop short of offering the sufficient conditions. In the Rhetoric (III, 2), Aristotle presents the earliest glimmer of an incongruity theory of humor, finding that the best way to get an audience to laugh is to setup an expectation and deliver something “that gives a twist”. After discussing the power of metaphors to produce a surprise in the hearer, Aristotle says that the effect is produced even by jokes depending upon changes of the letters of a word; this too is a surprise. You find this in verse as well as in prose. The word which comes is not what the hearer imagined.” These remarks sound like a surprise theory of humor, similar to that later offered by Rene Descartes (1596-1650), but Aristotle continues to explain how the surprise must somehow “fit the facts”, or as we might put it today, the incongruity must be capable of a resolution.

      In the Critique of Judgment, Immanuel Kant (1724-1804) gives a clearer statement of the role of incongruity in humor: “In everything that is to excite a lively laugh there must be something absurd (in which the understanding, therefore, can find no satisfaction). Laughter is an affection arising from the sudden transformation of a strained expectation into nothing”. Arthur Schopenhauer (1788-1860) offers a more specific version of the incongruity theory, arguing that humor arising from a failure of a concept to account for an object of thought. When the particular outstrips the general, we are faced with an incongruity. Schopenhauer also emphasizes the element of surprise, saying that “the greater and more unexpected . . . this incongruity is, the more violent will be his laughter”.

      As stated by Kant and Schopenhauer, the incongruity theory of humor specifies a necessary condition of the object of humor. Focusing on the humorous object, incongruity leaves something out of the analysis of humor, since there are many kinds of things that are incongruous which do not produce amusement. A more robust statement of the incongruity theory would need to include the pleasurable response one has to humorous objects. John Morreall attempts to find sufficient conditions for identifying humor by focusing on our response. He defines humorous amusement as taking pleasure in a cognitive shift. The incongruity theory can be stated as a response focused theory, claiming that humor is a certain kind of reaction had to perceived incongruity.

      Three major criticisms of the incongruity theory are that it is too broad to be very meaningful; it is insufficiently explanatory in that it does not distinguish between non-humorous incongruity and basic incongruity, and that revised versions still fail to explain why some things, rather than others, are funny. We have, already addressed the third criticism: it confuses the object of humor with the response. What is at issue is the definition of humor, or how to identify humor, not how to create a humor-generating algorithm. The incongruity theorist has a response to this criticism as well, since they can claim that humor is pleasure in incongruity.

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